Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Eric HansonLPL Financial LLCInfinex Investments, Inc.$15004-18-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Jason Ryan GilbertAscensus Broker Dealer Services, LLCPrudential Investment Management Services LLC04-15-2019
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Kerri Allison AllenTFC Financial Management IncMML Investors Services, LLC04-08-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Joseph Carl DenicolaMoors & Cabot, Inc.Morgan Stanley$15004-01-2019
Michael Joseph O'LearyInfinex Investments, Inc.Oppenheimer & Co. Inc.04-01-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
David Wayne LemonsAlapocas Investment PartnersEast Coast Asset Management, LLC03-29-2019
Jonathan Allan CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
John Stephen MahoneyPruco Securities, LLC.Citizens Securities, Inc.03-20-2019
Daniel S. KatesUnited Capital Financial AdvisersMid Atlantic Capital Corporation03-19-2019
Carol Ann ScatoliniSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC03-15-2019
Kevin F. McNellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
James Calder MacdonaldTwin Gryphon Advisors LLCKestra Investment Services, LLC03-12-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Robert Michael LachariteWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Matthew Charles RamonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Marilyn Gay ZarkosCitizens Securities, Inc.Edward Jones03-01-2019
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Showing 51 to 75 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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