Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.12-03-2018
Eva ValentineAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$1011-30-2018
Robert Hellinger GeorgeLPL Financial LLCH. Beck, Inc.11-30-2018
Patrick DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Michael Steven MartinRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Timothy Charles WithersTwin Gryphon Advisors LLCKestra Investment Services, LLC11-23-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Cody M. WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-19-2018
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.11-15-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-15-2018
Nathan R. FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
Peter Joseph KaslauskasLPL Financial LLCInfinex Investments, Inc.11-13-2018
James Mark WolfsbergRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$10011-07-2018
Michael Walter KreimerCompass Securities CorporationRaymond James Financial Services, Inc.$5011-06-2018
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-06-2018
Samuel Britton BaldwinRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Earle William Pitt Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
George John Saideh Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Gregory R FortierRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
William Francis Ryan Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Patrick Allen TannlerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 126 to 150 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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