Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Alane BorislowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Gary Francis ThomasRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Williston M. Holbert Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jack TurgelRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James Richard ConnorsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Joy Ann BaronRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Janath Vijaya DesilvaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Carl Malmrose HansonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James Robert SickorezRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Thomas J. CabralRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Melissa Ann CouchRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
John M. McLaughlin Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
James Rosario SavarinoRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Dana Perkins Hardy Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Philip Arthur DrouinRoyal Alliance Associates, Inc.Signator Investors, Inc.$3811-02-2018
Scott Wallace HoldenRoyal Alliance Associates, Inc.Signator Investors, Inc.$2611-02-2018
Norman Richard Pelletier Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Aliina Marie LaineRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brenton Alexander PittRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
David Anthony ReichertRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michaela F. ScottRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Peter Christophe ZehRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Christopher Wheaton McNiffRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
John Gerarad DohertyRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Diane Louise GracaRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
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Showing 151 to 175 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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