Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Aaron Jacob GolubMorgan StanleySanford C. Bernstein & Co., LLC06-19-2019
Saba AlelishviliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Moshup Alexander GalbraithMorgan StanleyOppenheimerFunds Distributor, Inc.06-06-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Stephen Christopher CahillMorgan StanleyState Street Global Advisors Funds Distributors, LLC05-03-2019
Sanhita BhattacharyaMorgan StanleySantander Securities LLC04-16-2019
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
suzanne brownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Kyle John RodegherMorgan StanleyDaVinci Capital Management, Inc.09-27-2018
John Anthony MullerMorgan StanleyUBS Financial Services Inc.$5004-12-2019
Maria Anna StaffiereMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Kerry Paul FalcoMorgan StanleyWeston Securities Corporation$1,00006-21-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.