Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Jenna Rose NuzzoMML Investors Services, LLCLPL Financial LLC08-13-2019
Eric Mark SpangenthalRaymond James Financial Services, Inc.Wachovia Securities, LLC08-08-2019
Robert Angus GuyAE Wealth Management, LLCSCF Investment Advisors, Inc.08-06-2019
Bruce William Burgess Jr.Park Avenue Securities LLCCharles Schwab & Co., Inc.08-01-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Todd MacArthur DoumaOne Charles Private WealthTMD & Associates, Inc.07-12-2019
Ira Gene SagerSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-11-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
Silas John AtsalisLPL Financial LLCEdward Jones$2506-28-2019
Scott Thomas SchaulPinnacle Investments, LLCEssex Securities LLC$5006-28-2019
John Dennis ScullyPinnacle Investments, LLCEssex Securities LLC06-27-2019
Thomas Edgar BrookhouzenPinnacle Investments, LLCEssex Securities LLC$2506-26-2019
Erika A Van LingenSantander Securities LLCVoya Financial Advisors, Inc.06-24-2019
Maria Anna StaffiereMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Kerry Paul FalcoMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Julia Marie SkamaryczMorgan StanleyUBS Financial Services Inc.06-20-2019
David Kehler KemmererBluebird Wealth Management LLCNorthern Lights Distributors, LLC06-18-2019
Saba AlelishviliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
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Showing 1 to 25 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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