Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Peter CoutracosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Paul J. BracyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
William HagertySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Saba AlelishviliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Bryan Richard LegaultCutler Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Beth MurrayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Steve H NguyenSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Francis John Perfetuo Jr.Stratos Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Mark Thomas RomanStratos Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Kevin Christopher DufaultStratos Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Allan Harold CrudaleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-29-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-29-2019
Jonathan Allan CrudaleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Nick ZulloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2019
Ryan Thomas NagleSequentis Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2019
Haresh TiwariSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-08-2019
Zachary Ryan MenardCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Keith Paul MayerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2018
Michael Francis O'ConnorPinnacle Private Wealth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Ryan Frank GravinaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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