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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
Christopher Dodd AntonelliSantander Securities LLCMorgan Stanley06-18-2019
Colleen Lauren MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-19-2018
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Fabio Jose Joaquim SantosBolton Global CapitalMorgan Stanley04-29-2019
Frank Richard SullivanUBS Financial Services Inc.Morgan Stanley02-15-2019
James Albert WilliamsonMorgan StanleyMorgan Stanley$3806-07-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-15-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Joseph Carl DenicolaMoors & Cabot, Inc.Morgan Stanley$15004-01-2019
Julia May DurosAmeriprise Financial Services, LLCMorgan Stanley02-15-2019
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Nicolas Guido SchreiberBolton Global CapitalMorgan Stanley10-25-2018
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
Paul M. LaneSecurities America, Inc.Morgan Stanley05-24-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.