Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Andrea Bates McGrathMML Investors Services, LLCVoya Financial Advisors, Inc.$5007-17-2019
Adam Richard WojtkowskiSmith, Salley & Associates, LLCBeaumont Financial Partners LLC07-16-2019
JEFFERY Earl MCCORMICKBeck Bode LLCCetera Financial Specialists LLC07-15-2019
Brian Temple TuttleInfinex Investments, Inc.Santander Securities LLC07-13-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Dudley Long Millikin IIIThe Colony Group, LLCAurora Financial Advisors, LLC07-09-2019
Dennis Carl Wassung JrAbbot Financial Management, IncHuntwicke Securities, LLC07-09-2019
Susan Marion MillerThe Colony Group, LLCAurora Financial Advisors, LLC07-09-2019
Gail Ann SullivanThe Colony Group, LLCAURORA FINANCIAL ADVISORS, LLC07-09-2019
Frederick Thomas BairdThe Colony Group, LLCAURORA FINANCIAL ADVISORS, LLC07-09-2019
Elisabeth Leydon BradyMML Investors Services, LLCMWA Financial Services Inc.07-09-2019
Andrew PfefferJ.P. Morgan Securities LLCSantander Securities LLC07-09-2019
William HagertySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Robert Stephen RoselliPeak Financial Management IncEquitable Advisors, LLC07-02-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
John Britton HughesBay Colony AdvisorsHUGHES INVESTMENT ADVISORY SERVICES L.L.C.07-01-2019
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
Gregory John WorkmanSecurian Financial Services, Inc.NYLIFE Securities LLC07-01-2019
Salvatore MansuetoCitizens Securities, Inc.Charles Schwab & Co., Inc.07-01-2019
Michael Robert BeckquistMML Investors Services, LLCForesters Financial Services, Inc.07-01-2019
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
John Joseph LavinBNY Mellon Securities CorporationColumbia Management Investment Distributors, Inc.07-01-2019
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.