Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Christopher Lentel DowleyFourStar Wealth Advisors, LLCFieldstone Financial Management Group, LLC06-13-2019
Adam Pasquale WestCharles Schwab & Co., Inc.Santander Securities LLC06-12-2019
Christopher Paul ArriggMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments06-11-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Craig Ryan StaceyMorgan StanleyFidelity Personal and Workplace Advisors06-10-2019
Pedro F Nimaja MoralesJ.P. Morgan Securities LLCCitizens Securities, Inc.06-08-2019
James Albert WilliamsonMorgan StanleyMorgan Stanley$3806-07-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Moshup Alexander GalbraithMorgan StanleyOppenheimerFunds Distributor, Inc.06-06-2019
Philip Brian ChandlerRaymond James Financial Services, Inc.Gage-Wiley & Co., Inc.06-05-2019
Wesley Millar HardyNorthwestern Mutual Investment Services, LLCCadaret, Grant & Co., Inc.06-05-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Alec Joseph MurrayCommonwealth Financial NetworkEdward Jones06-04-2019
Emmanuel InnocentNYLIFE Securities LLCCitizens Securities, Inc.06-04-2019
Bryan Richard LegaultCutler Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Michael John DiotaleviCitizens Securities, Inc.Voya Financial Advisors, Inc.06-03-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Matthew James CunninghamSecurities America, Inc.Flagship Harbor Advisors, LLC$50005-31-2019
William Leo LeclairSecurities America, Inc.Principal Securities, Inc.$5005-31-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Ronald Patrick MajewskiPruco Securities, LLC.Pruco Securities, LLC.05-28-2019
Keenan Taft BrentBallentine PartnersCharles Schwab & Co., Inc.05-28-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.