Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Carol Ann ScatoliniCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jeffrey S. KingCitizens Securities, Inc.Pruco Securities, LLC.09-16-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Tina Lee WrightCadaret, Grant & Co., Inc.Principal Securities, Inc.09-04-2019
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation$2509-03-2019
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Jed Reid BrandesCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Guido Andrew Dipietro IIICitizens Securities, Inc.Edward Jones08-27-2019
Guido Andrew Dipietro IIICitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Jenna Rose NuzzoMML Investors Services, LLCLPL Financial LLC08-13-2019
Eric Mark SpangenthalRaymond James Financial Services, Inc.Wachovia Securities, LLC08-08-2019
Bruce William Burgess Jr.Park Avenue Securities LLCCharles Schwab & Co., Inc.08-01-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Todd MacArthur DoumaOne Charles Private WealthTMD & Associates, Inc.07-12-2019
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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