Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hao LuongJ.P. Morgan Securities LLCSantander Securities LLC08-22-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Marcel Theodore Siqueira DawsonRBC Capital Markets, LLCAllianz Global Investors Distributors LLC$5008-22-2019
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Chad A. PoiresSantander Securities LLCCitizens Securities, Inc.08-21-2019
Robert Lauren DevinneyPrio Wealth Limited PartnershipFidelity Personal and Workplace Advisors08-21-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Anne Theresa GarrityVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.08-19-2019
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Chris G. DudleyCongress Wealth Management LLCBoston Private Wealth08-15-2019
Matthew Edward ClearyFinivi Inc.TD Ameritrade, Inc.08-15-2019
Jenna Rose NuzzoMML Investors Services, LLCLPL Financial LLC08-13-2019
Jonathan C PentaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10008-12-2019
Tao ChinGWFS Equities, Inc.Voya Financial Advisors, Inc.08-12-2019
Carla Lynne NoyesNYLIFE Securities LLCPruco Securities, LLC.08-09-2019
Eric Mark SpangenthalRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$108-08-2019
Eleanor Arlene DiciccoCitizens Securities, Inc.GWFS Equities, Inc.08-06-2019
Gregory M. KelleyRBC Capital Markets, LLCNomura Securities International, Inc.08-06-2019
Robert Angus GuyAE Wealth Management, LLCSCF Securities, Inc.08-06-2019
Bert James GilbertMML Investors Services, LLCNYLIFE Securities LLC$15008-05-2019
John Timothy McCabeGWFS Equities, Inc.Wealth Enhancement Brokerage Services, LLC08-05-2019
Kellee Patricia DevineMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.