Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Angus GuyAE Wealth Management, LLCSCF Securities, Inc.08-06-2019
Joshua Aaron GouldAXA Advisors, LLCSecurian Financial Services, Inc.08-01-2019
Robert Nicholas CorriganAXA Advisors, LLCPruco Securities, LLC.07-24-2019
Michael Charles McnabbBoston Private WealthWells Fargo Clearing Services, LLC07-24-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Eleanor Arlene DiciccoCitizens Securities, Inc.GWFS Equities, Inc.08-06-2019
Kieron John NutbrownCitizens Securities, Inc.Santander Securities LLC07-30-2019
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Leah Emily GrangerCommonwealth Financial NetworkCommonwealth Financial Network07-22-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Chris G. DudleyCongress Wealth Management LLCBoston Private Wealth08-15-2019
Louis Francis AlbaneseCrestwood AdvisorsCATAMOUNT WEALTH MANAGEMENT07-26-2019
Laurie E StefanowiczCrestwood AdvisorsCATAMOUNT WEALTH MANAGEMENT07-26-2019
Traci Ann ProvostCrestwood AdvisorsCATAMOUNT WEALTH MANAGEMENT07-24-2019
Andrew Paul KroutDe Groote Financial Group, LLCKelly Financial Services LLC07-24-2019
Matthew Edward ClearyFinivi Inc.TD Ameritrade, Inc.08-15-2019
Tao ChinGWFS Equities, Inc.Voya Financial Advisors, Inc.08-12-2019
John Timothy McCabeGWFS Equities, Inc.Wealth Enhancement Brokerage Services, LLC08-05-2019
William Charles BrooksInfinex Investments, Inc.Kovack Securities Inc.$25007-30-2019
Hao LuongJ.P. Morgan Securities LLCSantander Securities LLC08-22-2019
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Yaman SharmaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Daniel Raymond RoseJ.P. Morgan Securities LLCSantander Securities LLC07-30-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.