Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan IveyLPL Financial LLCNationwide Securities, LLC$2508-05-2019
James Patrick Haley IIUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-01-2019
Joseph H. EvansLPL Financial LLCTriad Advisors LLC07-25-2019
Neal Wendell SeagleLPL Financial LLCTriad Advisors LLC$50007-24-2019
Christophe M. DionotLPL Financial LLCTriad Advisors LLC07-23-2019
Melinda Lynne BoydLPL Financial LLCTriad Advisors LLC$50007-23-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial MML Investors Services, LLC$24507-15-2019
Mary Kathleen TroxellPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5007-15-2019
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments$107-10-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Brian Stuart JollesRegulus Advisors, LLCHilltop Securities Independent Network Inc.$2506-21-2019
Eric Grant SchultzLPL Financial LLCH.D. Vest Advisory Services, Inc06-18-2019
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
Robert Warren RobertsonCambridge Investment Research, Inc.H.D. Vest Advisory Services, Inc$2506-03-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.IFS Securities$2505-29-2019
Matthew Manning IIRBC Capital Makrets LLCMorgan Stanley$5005-29-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Jay JohnCalton & Associates, Inc.Jesup & Lamont Advisors05-13-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Alan Henry TasseyNewbridge Securities CorporationSecurian Financial Services, Inc.$5004-18-2019
Edward Louis NeveleffCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$2303-19-2019
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
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Showing 1 to 25 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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