Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Sudhir DesaiThe Patriot Financial Group, LLCVerus Capital Partners, LLC$5010-01-2020
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
ALEXANDRA VIRGINIA WilsonFacet Wealth, IncSmartPath Advisors09-24-2020
Richard A WeinerWealth Watch Advisors, LLCWells Fargo Clearing Services, LLC09-23-2020
Brendan William OBrienPruco Securities, LLC.NYLIFE Securities LLC09-22-2020
Charles MarksCorners Advisors, LLCWells Fargo Clearing Services, LLC09-18-2020
Brian J BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Jeffrey Craig GrodskyAvantax Advisory ServicesCarmichael Hill & Associates Inc09-17-2020
Samuel Sheffer HoyleLion Street Financial, LLCKestra Investment Services, LLC09-15-2020
BRIAN Christopher WAGNONFacet Wealth, IncHart Capital Management, Inc.09-15-2020
John David LewisPrivate Client Services, LLCCitigroup Global Markets Inc.09-14-2020
Henry KeeganSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC09-10-2020
Edward Marshall GieseSargent Investment Group, LLCGoldman Sachs Personal Financial Management09-09-2020
Kathryn CobbAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.09-08-2020
William Coffey Mark Mayer Paul McArthur and Morgan Alex KellyKestra FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2020
William Michael CoffeyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16809-04-2020
Mark Andrew MayerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2020
Paul James McArthurKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2020
Morgan A KellyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
William Christopher JonesCommonwealth Financial NetworkPNC Investments09-03-2020
Michael Timothy MoriartyAmeriprise Financial Services, LLCWealthspire Advisors09-01-2020
Jeffrey Stephen PlesserPark Avenue Securities LLCFSC Securities Corporation09-01-2020
Paul J PhelanPensionmark Securities, LLCGlobal Retirement Partners LLC$2509-01-2020
Astute EvansFacet Wealth, IncVanguard Marketing Corporation09-01-2020
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Showing 1 to 25 of 2,061 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.