Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$105-11-2018
David Mitchell RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Joshua Michael RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Tyler L SturgillMML Investors Services, LLC1st Global Capital Corp.05-14-2010
Jay Allen BittnerTriad Advisors LLC1st Global Capital Corp.11-16-2009
Robert John SchmittTriad Advisors LLC1st Global Capital Corp.11-16-2009
Matthew Patrick PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$2504-19-2013
Patrick O'Leary PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$5004-19-2013
Janet HaleyUSAA Financial Advisors, Inc.Advisors Asset Management, Inc.$15006-26-2014
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Robert Anthony WasilewskiRW Investment StrategiesAFC Asset Management Services, Inc.01-11-2010
Harold Franklin CrawfordPNC InvestmentsAlight Financial Solutions, LLC02-18-2014
Leonard Mangiaracina Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$103-19-2010
Frank Robert SantiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC10-22-2012
Jerry Parks MooreheadVoya Financial Advisors, Inc.Allstate Financial Services, LLC11-08-2017
Isikilu Larry AkindePruco Securities, LLC.Allstate Financial Services, LLC06-02-2016
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$5012-18-2015
David Scott GoldmanPNC InvestmentsAllstate Financial Services, LLC06-22-2015
John Daniel SalanPruco Securities, LLC.Allstate Financial Services, LLC02-12-2014
Raffaele Antonio BeminiNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Erin Annette MethenyNationwide Securities, LLCAllstate Financial Services, LLC06-11-2012
William Steven EwersSunTrust Investment Services, Inc.Allstate Financial Services, LLC10-05-2011
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Showing 1 to 25 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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