Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
Rebecca Banken BrindleWithum Wealth Management1st Global Capital Corp.$2509-28-2017
Donna Carol GestlTriad Advisors LLC1st Global Capital Corp.12-16-2011
David Mitchell RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Joshua Michael RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Tyler L. SturgillMML Investors Services, LLC1st Global Capital Corp.05-14-2010
Robert John SchmittTriad Advisors LLC1st Global Capital Corp.11-16-2009
Jay Allen BittnerTriad Advisors LLC1st Global Capital Corp.$10011-16-2009
Matthew Patrick PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$2504-22-2013
Paul Francis NastasiA. J. Perry & Co.A. J. Perry & Co.04-27-2018
Wilmer Curtis StithA. J. Perry & Co.A. J. Perry & Co.04-27-2018
Paul Francis NastasiA. J. Perry & Co.A. J. Perry & Co.03-13-2015
Andrew Stuart WohlbergGlass Jacobson Financial GroupAbel Financial Management Co.10-08-2012
Janet HaleyUSAA Financial Advisors, Inc.Advisors Asset Management, Inc.06-26-2014
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$1010-04-2017
Mark Harry GoldwasserCeros Financial Services, Inc.Aegis Capital Corp.07-02-2019
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.$2508-08-2012
Robert Anthony WasilewskiRW Investment StrategiesAFC Asset Management Services, Inc.01-11-2010
Harold Franklin CrawfordPNC InvestmentsAlight Financial Solutions, LLC02-18-2014
Leonard Mangiaracina Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-19-2010
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Showing 1 to 25 of 3,234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.