Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
Rebecca Banken BrindleWithum Wealth Management1st Global Capital Corp.09-28-2017
Linda Louise StapfThe Prosperity Consulting Group, LLC1st Global Capital Corp.08-01-2016
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Matthew Patrick PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$2504-19-2013
Joseph Gary MarshFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Monica Eve BrownFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
Janet HaleyUSAA Financial Advisors, Inc.Advisors Asset Management, Inc.06-26-2014
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$1010-04-2017
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Leonard Mangiaracina Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-19-2010
Frank Robert SantiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC10-22-2012
Linda Marie Glantz-MurrayAmeritas Investment Corp.Allstate Financial Services, LLC02-07-2017
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC12-18-2015
Allison J BrownTPC Wealth ManagementAlphaStar Capital Management, LLC10-11-2012
Joseph Anthony FischettiRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.08-24-2015
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Larissa Jane CostelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
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Showing 1 to 25 of 1,924 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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