Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Thomas HanniganGGM Wealth AdvisorsYHB Investment Advisors Inc03-07-2016
Brett Shane Bernstein, Robert KantorLPL Financial LLC LLCXML Financial Group$60010-04-2016
Mamie Yuhua LiuLPL Financial LLCWorld Group Securities, Inc.07-12-2010
Wesley Edward WatkisThe W & W Group LLCWorld Capital Brokerage, Inc.06-05-2017
Steven Richard O LearyVALIC Financial Advisors, Inc.World Capital Brokerage, Inc.$50011-29-2010
David Jason OlsonMacroView Investment Management LLCWorch Capital LLC08-29-2017
Grant Burl OttensteinVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.$10005-13-2016
Allen Arthur SkogeboNational Planning CorporationWoodbury Financial Services, Inc.$50011-15-2012
Ryan Bennett DroegH. Beck, Inc.Woodbury Financial Services, Inc.$10005-23-2012
Dan Edward DroegH. Beck, Inc.Woodbury Financial Services, Inc.$50005-23-2012
Rodney Max ShepherdVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.$25012-01-2011
Thomas Darrell JaquesAXA Advisors, LLCWoodbury Financial Services, Inc.$25011-30-2011
Donald Craig BoopH. Beck, Inc.Woodbury Financial Services, Inc.$10003-21-2011
John Adams Brooks VH. Beck, Inc.Woodbury Financial Services, Inc.$15011-15-2010
Jon Michael KnappH. Beck, Inc.Woodbury Financial Services, Inc.$50011-11-2010
Mark Robert FrielerH. Beck, Inc.Woodbury Financial Services, Inc.$25011-05-2010
William Frederick MiskaH. Beck, Inc.Woodbury Financial Services, Inc.$10011-01-2010
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Geary Steven WertmanH. Beck, Inc.Woodbury Financial Services, Inc.$10009-16-2010
David Paul GinsbergM&T Securities, Inc.Woodbury Financial Services, Inc.$25007-30-2010
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.$10012-01-2009
Robert Leo DavisH. Beck, Inc.Woodbury Financial Services, Inc.$50011-19-2009
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.$10011-16-2009
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Showing 1 to 25 of 3,140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.