Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.$103-01-2013
Tyler L Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Geraldine Lorraine Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Jennifer Elizabeth Harmon-Von BredowACI GroupRaymond James Financial Services, Inc.04-28-2015
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Gary Allen DunnAllstate Financial Services, LLCVariable Investment Advisors, Inc.08-17-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Christopher Richard RubyAllstate Financial Services, LLCLincoln Financial Advisors Corporation05-04-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
David Ryan BowenAllstate Financial Services, LLCMetLife Securities Inc.$5001-24-2017
Ronna Shearer BusickAllstate Financial Services, LLCCUSO Financial Services, L.P.10-28-2016
Edward Francis Toole Jr.Allstate Financial Services, LLCPark Avenue Securities LLC11-02-2015
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.$1005-18-2015
David Scott GoldmanAllstate Financial Services, LLCChapin, Davis05-01-2014
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
John Daniel SalanAllstate Financial Services, LLCNationwide Securities, LLC02-01-2013
Roy Donald VaughnAllstate Financial Services, LLCMutual of America Securities LLC10-01-2012
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.$108-24-2012
Michael Anthony Augerinos Jr.Allstate Financial Services, LLCLPL Financial LLC06-05-2012
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC$103-28-2012
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Showing 1 to 25 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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