Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.$103-01-2013
Tyler L Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Geraldine Lorraine Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Jennifer Elizabeth Harmon-Von BredowACI GroupRaymond James Financial Services, Inc.04-28-2015
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Gary Allen DunnAllstate Financial Services, LLCVariable Investment Advisors, Inc.08-17-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Christopher Richard RubyAllstate Financial Services, LLCLincoln Financial Advisors Corporation05-04-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
David Ryan BowenAllstate Financial Services, LLCMetLife Securities Inc.$5001-24-2017
Ronna Shearer BusickAllstate Financial Services, LLCCUSO Financial Services, L.P.10-28-2016
Edward Francis Toole Jr.Allstate Financial Services, LLCPark Avenue Securities LLC11-02-2015
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.$1005-18-2015
David Scott GoldmanAllstate Financial Services, LLCChapin, Davis05-01-2014
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
John Daniel SalanAllstate Financial Services, LLCNationwide Securities, LLC02-01-2013
Roy Donald VaughnAllstate Financial Services, LLCMutual of America Securities LLC10-01-2012
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.$108-24-2012
Michael Anthony Augerinos Jr.Allstate Financial Services, LLCLPL Financial LLC06-05-2012
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC$103-28-2012
Next Page »

Showing 1 to 25 of 2,348 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.