Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Louis Bell1st Global Advisors IncAmeriprise Financial Services, LLC03-01-2013
Tyler L. Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Geraldine L. Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Paul Francis NastasiA. J. Perry & Co.A. J. Perry & Co.04-27-2018
Wilmer Curtis StithA. J. Perry & Co.A. J. Perry & Co.04-27-2018
Paul Francis NastasiA. J. Perry & Co.A. J. Perry & Co.03-13-2015
Alexander Gould CampbellA.G. Campbell Advisory, LLCFairport Capital, Inc.$10003-27-2012
Steven H. SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Jennifer Elizabeth Harmon-Von BredowACI GroupRaymond James Financial Services, Inc.04-28-2015
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.$2508-08-2012
Gerald Louis FilsAdventus Veritas LLCUBS Financial Services Inc.05-22-2015
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Michael Joseph DipaulaAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.10-10-2017
Sarah Margaret FloraAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.08-02-2017
Gilbert Anthony KutaAegis Capital Corp.Capitol Securities Management, Inc.$2502-28-2020
Lawrence Douglas Brooks IIAllstate Financial Advisors, LLCQuest Capital Strategies, Inc.04-04-2014
Sia John MinjaAllstate Financial Services, LLCAllstate Financial Services, LLC02-13-2020
John William DixonAllstate Financial Services, LLCMML Investors Services, LLC01-02-2020
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Deborah Ann FreedAllstate Financial Services, LLCAllstate Financial Services, LLC05-14-2019
Katarina SteinAllstate Financial Services, LLCCharles Schwab & Co., Inc.04-18-2018
Michael J. WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.