Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valerie McLaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2013
Alexander Gould CampbellA.G. Campbell Advisory, LLCFairport Capital, Inc.03-27-2012
Steven H. SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Hsiao-Chuan ChangAdventus Veritas LLCCUSO Financial Services, L.P.11-16-2017
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.$1005-18-2015
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.08-24-2012
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC03-28-2012
Steven Frederick MooreAllstate Financial Services, LLCRaymond James Financial Services, Inc.11-01-2010
David Richard HeanAllstate Financial Services, LLCState Farm VP Management Corp.06-25-2010
Victor C. Campbell Jr.Allstate Financial Services, LLCNationwide Securities, LLC03-17-2009
William CarambelasAlpha Omega Financial, LLCFounders Financial Securities LLC05-31-2011
Charles Cameron Lewis BellAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$10005-01-2015
Eric Anthony BorsoniAmeriprise Financial Services, Inc.NYLIFE Distributors LLC11-07-2018
Sean Wallace StephensonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, Inc.M&T Securities, Inc.10-24-2018
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Charles Timothy HurttAmeriprise Financial Services, Inc.Chapin, Davis$10004-09-2018
Charles Taliaferro BaileyAmeriprise Financial Services, Inc.Chapin, Davis$5004-09-2018
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Showing 1 to 25 of 1,891 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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