Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Louis Bell1st Global Advisors IncAmeriprise Financial Services, Inc.03-01-2013
Tyler L Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Geraldine Lorraine Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Alexander Gould CampbellA.G. Campbell Advisory, LLCFairport Capital, Inc.03-27-2012
Steven H. SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Jennifer Elizabeth Harmon-Von BredowACI GroupRaymond James Financial Services, Inc.04-28-2015
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
Hsiao-Chuan ChangAdventus Veritas LLCCUSO Financial Services, L.P.11-16-2017
John Russell FunderburkAdvocate Investing ServicesLPL Financial LLC08-23-2016
Frederick Arthur Thoms Jr.Advocate Investing ServicesLPL Financial LLC08-08-2016
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Michael Joseph DipaulaAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.10-10-2017
Sarah Margaret FloraAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.08-02-2017
Lawrence Douglas Brooks IIAllstate Financial Advisors, LLCQuest Capital Strategies, Inc.04-04-2014
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC$10005-16-2019
Katarina SteinAllstate Financial Services, LLCCharles Schwab & Co., Inc.04-18-2018
Michael J. WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Christopher Richard RubyAllstate Financial Services, LLCLincoln Financial Advisors Corporation05-04-2017
Timothy Ray RigginsAllstate Financial Services, LLCNationwide Securities, LLC04-17-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
David Ryan BowenAllstate Financial Services, LLCMetLife Securities Inc.$50001-24-2017
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Showing 1 to 25 of 3,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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