Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Gould Campbell IiiA.G. Campbell Advisory, LLCFairport Capital, Inc.$10003-27-2012
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.$2508-08-2012
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Michael Joseph DipaulaAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.10-10-2017
Sarah Margaret FloraAE Wealth Management, LLCEVEREST INVESTMENT ADVISORS, INC.08-02-2017
Robert Michael Dougherty JrAegis Capital Corp.Oppenheimer & Co. Inc.06-12-2020
Gilbert Anthony KutaAegis Capital Corp.Capitol Securities Management, Inc.02-28-2020
Jason William DahlAFS Financial Group, LLCCommonwealth Financial Network$5002-17-2020
Lawrence Douglas Brooks IIAllstate Financial Advisors, LLCQuest Capital Strategies, Inc.04-04-2014
Roy Daniel HottelAllstate Financial Services, LLCState Farm VP Management Corp.08-28-2020
John William DixonAllstate Financial Services, LLCMML Investors Services, LLC01-02-2020
Niki Renee GrayAllstate Financial Services, LLCRaymond James Financial Services, Inc.03-13-2019
Michael J WallachAllstate Financial Services, LLCNYLIFE Securities LLC02-22-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Timothy Ray RigginsAllstate Financial Services, LLCNationwide Securities, LLC04-17-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Michael Francis HutchisonAllstate Financial Services, LLCPruco Securities, LLC.05-18-2015
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.08-24-2012
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC03-28-2012
Neal Alan SticklesAllstate Financial Services, LLCNationwide Securities, LLC$5003-26-2012
Steven Frederick MooreAllstate Financial Services, LLCRaymond James Financial Services, Inc.$5011-01-2010
David Richard HeanAllstate Financial Services, LLCState Farm VP Management Corp.06-25-2010
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Showing 1 to 25 of 2,061 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.