Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
George Edward Ponticello Jr.The Leaders Group, Inc.HIMCO Distribution Services Company01-02-2009
Keith Andrew UnikelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC$501-02-2009
Regina Emily ManciniPNC InvestmentsVALIC Financial Advisors, Inc.01-05-2009
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
John Leo Flanigan IIIUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
Richard Dale HornUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-07-2009
Zeina R FrayhaUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
Sean Matthew O'NeillRBC Capital Markets, LLCUBS Financial Services Inc.$4201-08-2009
Brian Thomas LutzBanc of America Investment Services, Inc.SunTrust Investment Services, Inc.01-09-2009
Paul Andrew FurtonBanc of America Investment Services, Inc.SunTrust Investment Services, Inc.01-09-2009
John William YoungUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-15-2009
Michael Christopher WaliSII Investments, Inc.Voya Financial Advisors, Inc.01-15-2009
Nicole Tarlton ColeNext Financial Group, Inc.Centaurus Financial, Inc.01-15-2009
Dennis Richard HudsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$14501-16-2009
James Phillip LillieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Steven Gregory YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$101-16-2009
Lionel Anthony Desbordes IIEdward JonesVALIC Financial Advisors, Inc.$5001-20-2009
Bruce Russell WallCity National Securities, Inc.Citigroup Global Markets Inc.01-22-2009
George Anthony DunnCity National Securities, Inc.Citigroup Global Markets Inc.01-22-2009
Andrew Mark BaumHazard & Siegel, Inc.Investors Security Company, Inc.01-26-2009
James Robert MellendickWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$101-26-2009
Next Page »

Showing 1 to 25 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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