Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Carolyn Ann CrenshawRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20009-24-2012
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-24-2012
Carrie Eloise Durbin BerenPinnacle Advisory Group, Inc.BB&T Investment Services, Inc.04-01-2014
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
Carroll Loring YinglingRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Carroll Ryan SmithRS Wealth Management, Inc.National Planning Corporation05-30-2013
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Catherine Kil BryanBryan Investments, LLCInvestforless06-01-2011
Catherine Marie NicholasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20002-27-2009
Cathleen Mary JordanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathleen TellerLPL Financial LLCNational Planning Corporation$5011-29-2017
Cathy Ann DawsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Chad Joseph NorfolkWMS Partners, LLCFAI Wealth Management01-10-2014
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Champe Seabury Andrews IIIHarbor Investment Advisory, LLCDeutsche Bank Securities Inc.$10001-14-2011
Charles Cameron Lewis BellAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$10005-01-2015
Charles Clayton McNally Jr.LPL Financial LLCPark Avenue Securities LLC05-13-2011
Charles Curry WilfordMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Daniel FullerTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.11-09-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Charles Harold CooperUBS Financial Services Inc.Morgan Stanley$25004-08-2016
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$2506-28-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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