Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$102-17-2017
Byron C HildebrandCentaurus Financial, Inc.Raymond James Financial Services, Inc.02-06-2018
Cameron Spencer BrowningSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Cameron Spencer BrowningWells Fargo Clearing Services, LLCMorgan Stanley07-19-2013
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$911-06-2015
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Carlos Alberto RomeroLPL Financial LLCLara, May & Associates, LLC$5011-01-2013
Carol ScicchitanoChapin, DavisCV Brokerage, Inc06-13-2018
Carol Ann HaynesDeutsche Bank Securities Inc.M&T Securities, Inc.03-26-2015
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Carol Larissa PetrovKendall Capital ManagementMorgan Stanley05-22-2014
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20009-24-2012
Carolyn Soliday MeakemRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-24-2012
Carrie Eloise Durbin BerenPinnacle Advisory Group, Inc.BB&T Investment Services, Inc.04-01-2014
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones$112-16-2011
Carroll Ryan SmithRS Wealth Management, Inc.National Planning Corporation05-30-2013
Carroll Ryan SmithNational Planning CorporationUBS Financial Services Inc.03-13-2009
Cary Edward UrichH. Beck, Inc.Raymond James Financial Services, Inc.11-01-2010
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial MML Investors Services, LLC$24507-15-2019
Casey Douglas CraigMML Investors Services, LLCCambridge Investment Research, Inc.$5409-29-2015
Catherine Ann FordLucia Securities, LLCFirst Allied Securities, Inc.$109-09-2011
Catherine Kil BryanBryan Investments, LLCInvestforless06-01-2011
Catherine Marie NicholasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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