Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Joseph NorfolkWMS Partners, LLCFAI Wealth Management01-10-2014
Champe Seabury Andrews IIIHarbor Investment Advisory, LLCDeutsche Bank Securities Inc.$2501-14-2011
Charles Cameron Lewis BellAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$5005-01-2015
Charles Clayton McNally JrLPL Financial LLCPark Avenue Securities LLC05-13-2011
Charles Daniel FullerTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.11-09-2017
Charles Eugene Rucker JrSunTrust Investment Services, Inc.Capital One Investment Services LLC$15011-13-2014
Charles Foster Claflin HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$29804-28-2009
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Charles Fristoe Chelf IVThe Investment Center, Inc.LPL Financial LLC11-03-2016
Charles George Menk IIICambridge Investment Research, Inc.C. G. Menk & Associates, Inc.$10008-05-2016
Charles Gerald WalkerStratWealthSunTrust Investment Services, Inc.02-11-2019
Charles Gordon AdamsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$2506-28-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.09-09-2016
Charles Lee ReeseLPL Financial LLCCetera Advisor Networks LLC09-07-2018
Charles MarksCorners Advisors, LLCWells Fargo Clearing Services, LLC09-18-2020
Charles Patrick McgeeMorgan StanleyJanney Montgomery Scott LLC$5002-17-2017
Charles Q WordenFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.07-16-2020
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2503-22-2010
Charles Robert AldermanCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-16-2012
Charles Russell WardHarbor Investment Advisory, LLCUBS Financial Services Inc.$15009-11-2015
Charles Taliaferro BaileyAmeriprise Financial Services, LLCChapin, Davis04-09-2018
Charles Timothy HurttAmeriprise Financial Services, LLCChapin, Davis$10004-09-2018
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC$50007-22-2009
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.