Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Jonathan Asher, Kevin Brent CollisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-29-2009
Christopher Lee CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Christopher Lee YinglingRBC Capital Markets, LLCFerris, Baker Watts, LLC$15003-13-2009
Christopher M. VollmerAXA Advisors, LLCMorgan Stanley07-31-2015
Christopher Matthew GableMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Patrick GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10006-23-2016
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Christopher Patrick JohnsonThe Colony Group, LLCBRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC02-27-2018
Christopher Patrick KellyRBC Capital Markets, LLCFerris, Baker Watts, LLC$10003-13-2009
Christopher Paul AccinelliMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Christopher Robin RainerLPL Financial LLCMorgan Stanley07-24-2009
Christopher Ryan LeggettH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-02-2010
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Christopher Walker, Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Christopher William MamunesRailroad Street Wealth Management, LLCEdward Jones03-04-2015
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
Chunlei HuanTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Cindy S. EverlyFounders Financial Securities LLCMoney Concepts Capital Corp11-13-2012
Claude Saunders RomanoH. Beck, Inc.Pruco Securities, LLC.12-01-2010
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Claudette Louise BoudreauxJanney Montgomery Scott LLCChapin, Davis12-07-2016
Clayton Howard Wright Jr.LPL Financial LLCMorgan Stanley$2502-19-2010
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Colin Andrew MeeksLPL Financial LLCNational Planning Corporation12-18-2012
Colin Britton ExelbyLPL Financial LLCMorgan Stanley09-01-2009
« Previous PageNext Page »

Showing 301 to 325 of 1,878 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.