Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Gregory LizziMML Investors Services, LLCFinancial Telesis Inc03-08-2013
Brian J. GodfreyGradient Securities, LLCCambridge Investment Research, Inc.02-13-2019
Brian John DettmannBB&T Securities, LLCCV Brokerage, Inc08-24-2017
Brian John GrumbachVerdence Capital Advisors, LLCHighTower Securities, LLC$10006-26-2017
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Brian Keith HarnerPrincipal Securities, Inc.Signator Investors, Inc.12-19-2013
Brian Keith HarnerPrincipal Securities, Inc.Principal Securities, Inc.05-26-2011
Brian Lee DrumgooleLPL Financial LLCSSN Advisory, Inc.08-31-2020
Brian Lee SlagleLombard Securities IncorporatedNorthwestern Mutual Investment Services, LLC11-02-2017
Brian M. StampPNC InvestmentsLPL Financial LLC03-01-2011
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Brian Matthew SaboVerdence Capital Advisors, LLCHighTower Securities, LLC$5006-26-2017
Brian Matthew SaboHighTower Securities, LLCWells Fargo Clearing Services, LLC$5004-25-2014
Brian Michael BassCetera Advisors LLCUBS Financial Services Inc.06-17-2015
Brian Michael PennRobert W. Baird & Co. IncorporatedMorgan Stanley08-14-2009
Brian Michael RichmondRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$15001-10-2013
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Brian Patrick KuhnLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
Brian Patrick KuhnTriad Advisors LLCBroker Dealer Financial Services Corp.08-21-2012
Brian Patrick MacLeanCommonwealth Financial NetworkFSC Securities Corporation$2508-12-2010
Brian Paul JarosinskiKestra Investment Services, LLCMetLife Securities Inc.$1012-02-2013
Brian Phillip GibbonsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5009-28-2009
Brian R. GaisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Brian Ray GrimesCambridge Investment Research, Inc.Lincoln Investment$2511-02-2015
Brian Raymond CliffordMetLife Securities Inc.Uvest Financial Services Group, Inc.05-21-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.