Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Constance Mackay MinerRaymond James Financial Services, Inc.UBS Financial Services Inc.$10201-14-2016
Constance Miner, Ross HamiltonRaymond JamesUBS Financial Services Inc. Inc.$20001-14-2016
Corey Paul FrankTD Ameritrade Investment Management, LLCBB&T Investment Services, Inc.12-09-2013
Courtney Ann SindelarHighTower Securities, LLCKestra Investment Services, LLC08-24-2016
Craig Argent DellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC05-29-2009
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Craig Dominic FluryMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Craig Hampton DeckerRaymond James & Associates, Inc.RBC Capital Markets, LLC$5211-04-2016
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Curtis Lavel BeulahInvestacorp, Inc.LPL Financial LLC$5001-24-2017
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$2501-20-2010
Cynthia Dorothy Allen-StrouseRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Cynthia Klein GoldbergPrivate Advisor Group, LLCFounders Financial Securities LLC05-18-2012
Cynthia Louise HillPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2012
Cynthia Rebecca BarbieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-27-2011
Dale Allen Waters Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-12-2014
Dale Arthur PheasantSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Dale Frederick IrelandStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-08-2012
Dale WatersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$18512-12-2014
Dana L. WilliamsBB&T Securities, LLCBB&T Investment Services, Inc.01-02-2018
Daniel Allen NorrisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Daniel Aloysius PetroRBC Capital Markets, LLCCapitol Securities Management, Inc.10-05-2009
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Showing 326 to 350 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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