Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Daniel E. JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Daniel E. KudererFounders Financial Securities LLCCambridge Investment Research, Inc.11-13-2015
Daniel Edward Klosterman Jr.LPL Financial LLCMedallion Investment Services, Inc.02-08-2010
Daniel Edward ZimmermanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Daniel Emerson JohnsonThe O.N. Equity Sales CompanyMML Investors Services, LLC02-16-2017
Daniel Fulton KurtzHornor, Townsend & Kent, LLCMML Investors Services, LLC01-17-2019
Daniel J. BissontzClarus Wealth Advisors, LLCWFG Investments, Inc.08-17-2017
Daniel J. DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
Daniel J. TwomeyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Daniel John IaleggioRaymond James Financial Services, Inc.Morgan Stanley$10003-19-2015
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Daniel Linwood LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Daniel MacMillan MartinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2015
Daniel NewellStifel, Nicolaus & Company, IncorporatedRBC Wealth Management$7403-01-2018
Daniel R. KaufmanMorgan StanleyFolio Investments, Inc.06-01-2017
Daniel Robert SnyderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Sean PhelanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$5008-17-2017
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.12-01-2009
Darin Dean RoserRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Darrel Edgar DrownCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
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Showing 351 to 375 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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