Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne Sandra NewbergWaddell & ReedBB&T Investment Services, Inc.08-22-2012
Ahmed Jabari HunterSecurian Financial Services, Inc.Money Concepts Capital Corp01-30-2017
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$109-22-2009
Alan GershowitzLombard Securities IncorporatedRBC Capital Markets, LLC09-14-2009
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
Alan Henry TasseyNewbridge Securities CorporationSecurian Financial Services, Inc.$5004-18-2019
Alan Henry TasseySecurian Financial Services, Inc.Signator Investors, Inc.$5006-14-2017
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-15-2009
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Albert Ralph MccauslandH. Beck, Inc.Oppenheimer & Co. Inc.$5004-16-2009
Aleksandr RoytmanLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
Alex Bryer, Keith MayoSnowden Lane PartnersBank of America Merrill Lynch$24007-28-2015
Alex Enrique WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch$18506-03-2015
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2015
Alexander Eric MetznerMoney Concepts Capital CorpPurshe Kaplan Sterling Investments07-25-2016
Alexander Eugene PolitschAXA Advisors, LLCWells Fargo Clearing Services, LLC10-24-2014
Alexander Ho LimLPL Financial LLCFounders Financial Securities LLC12-19-2011
Alexander Jacob ParrisFounders Financial Securities LLCSummit Brokerage Services, Inc.$102-14-2013
Alexander Mason ThomasAXA Advisors, LLCJanus Distributors LLC05-28-2015
Alexander Paul Brown IIICapital Portfolio Management, Inc.Chapin, Davis11-24-2015
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$15004-09-2014
Alexandros Timotheos MavrellisTD Ameritrade Investment Management, LLCEdward Jones04-20-2012
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-13-2013
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Showing 26 to 50 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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