Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R MurrayKestra Investment Services, LLCSEI Investments Distribution Co.10-24-2017
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$2510-15-2010
Adriana Bethsabe ZellersM&T Securities, Inc.NYLIFE Securities LLC02-24-2020
Adrienne C. Smith-DellingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2016
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Adrienne Sandra NewbergWaddell & ReedBB&T Investment Services, Inc.$5008-22-2012
Ahmed Hamed Ahmed EidAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-28-2011
Ahmed J. HunterSecurian Financial Services, Inc.Money Concepts Capital Corp01-30-2017
Ajaz Ajazur RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-22-2009
Alan Charles RayAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$12903-20-2020
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.02-25-2009
Alan GershowitzLombard Securities IncorporatedRBC Capital Markets, LLC09-14-2009
Alan Henry TasseyTriad Advisors LLCNewbridge Securities Corporation$5007-03-2019
Alan Henry TasseyNewbridge Securities CorporationSecurian Financial Services, Inc.$5004-18-2019
Alan Henry TasseySecurian Financial Services, Inc.Signator Investors, Inc.$1006-14-2017
Alan Keith MooneyH. Beck, Inc.FSC Securities Corporation$10011-06-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Albert Ralph McCauslandH. Beck, Inc.Oppenheimer & Co. Inc.$5004-16-2009
Alec L. MouringFidelity Brokerage Services LLCAXA Advisors, LLC04-28-2017
Aleksandr RoytmanLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
Aleta Renee MellonWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.08-12-2013
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.