Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph DerenzisJanney Montgomery Scott LLCMorgan Stanley06-13-2013
Alfred Ronald Santo Jr.Principal Securities, Inc.T. Rowe Price Investment Services, Inc.02-25-2011
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Alicia Joy MullenixInvested.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
Alicia Joy MullenixMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Allan Bruce Meyer Jr.Raymond James Financial Services, Inc.City National Securities, Inc.01-11-2013
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation$102-15-2019
Allen Arthur SkogeboNational Planning CorporationWoodbury Financial Services, Inc.11-15-2012
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$2301-04-2010
Allen Patrick DeleonPeak Investment Advisors, Inc.Northwest Financial Group LLC11-12-2009
Allen Richard BurnsRBC Capital Markets, LLCMSEC, LLC10-31-2013
Allie Lynnette Gamble-TaylorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$103-22-2012
Almie Mcintyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.$2501-05-2010
Alonzo Maurice MaysPruco Securities, LLC.NYLIFE Securities LLC10-24-2012
Alphonso HoustonLifeMark Securities Corp.PKS Advisory Services, LLC$5006-13-2013
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Alvin D ArunkumarBB&T INVESTMENT SERVICES, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2016
Alvin Lee FragerEssex Securities LLCInvestors Capital Corp.01-01-2010
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Amanda Jernigan EbleyPNC InvestmentsMorgan Stanley08-21-2010
Amanda Rae PlonskiLPL Financial LLCLincoln Financial Securities Corporation05-01-2013
Amanda Rae PlonskiLincoln Financial Securities CorporationUvest Financial Services Group, Inc.06-03-2011
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
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Showing 51 to 75 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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