Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Neracher FritzscheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2015
Alexander Eric MetznerMoney Concepts Capital CorpMcAdam LLC07-25-2016
Alexander Eugene PolitschAXA Advisors, LLCWells Fargo Clearing Services, LLC10-24-2014
Alexander Gould CampbellA.G. Campbell Advisory, LLCFairport Capital, Inc.$10003-27-2012
Alexander H. LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Alexander H. LimLPL Financial LLCFounders Financial Securities LLC12-19-2011
Alexander Jacob ParrisFounders Financial Securities LLCSummit Brokerage Services, Inc.$2502-14-2013
Alexander M SuppleeUnited Capital Financial AdvisersMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2017
Alexander M SuppleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-02-2016
Alexander Mason ThomasAXA Advisors, LLCJanus Henderson Distributors05-28-2015
Alexander Paul Brown IIICapital Portfolio Management, Inc.Chapin, Davis$5011-24-2015
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.04-09-2014
Alexandros Timotheos MavrellisTD Ameritrade Investment Management, LLCEdward Jones04-20-2012
Alfred Frank Cassinelli IIUnited AdvisorsLPL Financial LLC$5010-18-2013
Alfred Joseph DerenzisJanney Montgomery Scott LLCMorgan Stanley$10006-13-2013
Alfred Ronald Santo Jr.Principal Securities, Inc.T. Rowe Price Investment Services, Inc.02-25-2011
Alfred Thomas Duncan IIIAmeriprise Financial Services, LLCEdward Jones10-23-2018
Ali AkhavannikNYLIFE Securities LLCNYLIFE Securities LLC$2506-26-2009
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Alicia Joy AzlanInvested.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
Alicia Joy AzlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation02-15-2019
Allen Arthur SkogeboNational Planning CorporationWoodbury Financial Services, Inc.$5011-15-2012
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$1001-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.