Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Caroline TaylorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2010
Amy Elizabeth RobertsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.02-27-2009
Amy Elizabeth ScottAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Amy Fernicola CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Amy Gail AlleeAXA Advisors, LLCMutual of Omaha Investor Services, Inc.09-08-2011
Amy Gwyn SachsRaymond James Financial Services Advisors, IncMorgan Stanley02-26-2016
Amy SachsRaymond JamesMorgan Stanley Wealth Management$9102-17-2016
Anatoliy Anatolievich LutsikPNC InvestmentsForeside Fund Services, LLC04-11-2016
Andre Charles McdonaldLPL Financial LLCCitigroup Global Markets Inc.$104-22-2009
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Andrea Louise HastingsNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley$111-04-2013
Andrew Charles PietBB&T INVESTMENT SERVICES, INC.PNC Investments09-06-2016
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$105-17-2012
Andrew Clark KahanM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2012
Andrew Douglas KeyChapin, DavisSecurities America, Inc.$102-06-2013
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Andrew Gerard LaingPNC InvestmentsCapital One Investment Services LLC09-04-2014
Andrew Henry LenichCambridge Investment Research, Inc.Asset & Financial Planning, Ltd11-11-2011
Andrew Kurt NieblerKarner Blue Capital, LLCCalvert Investment Distributors, Inc.01-29-2018
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Andrew Louis KadalaWells Fargo Clearing Services, LLCMorgan Stanley02-13-2015
Andrew Mark BaumHazard & Siegel, Inc.Investors Security Company, Inc.01-26-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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