Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen J. JimersonTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC08-06-2013
Allen Patrick DeleonPeak Investment Advisors, Inc.Northwest Financial Group LLC11-12-2009
Allen Richard BurnsRBC Capital Markets, LLCMariner Wealth Advisors10-31-2013
Allie Lynnette Gamble-TaylorJanney Montgomery Scott LLCRaymond James Financial Services, Inc.11-11-2019
Allie Lynnette Gamble-TaylorRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Allison J BrownTPC Wealth ManagementAlphaStar Capital Management, LLC10-11-2012
Almie McIntyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.01-05-2010
Alonzo Maurice MaysPruco Securities, LLC.NYLIFE Securities LLC10-24-2012
Alpha KorngorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Alphonso HoustonLifeMark Securities Corp.Purshe Kaplan Sterling Investments06-13-2013
Alton Dempsey Fryer IVBolton Partners Investment Consulting Group, Inc.Principal Securities, Inc.04-13-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Alvin D. ArunkumarBB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2016
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Amanda Jernigan EbleyFidelity Brokerage Services LLCPNC Investments05-12-2014
Amanda Jernigan EbleyPNC InvestmentsMorgan Stanley08-21-2010
Amanda Rae PlonskiLPL Financial LLCLincoln Financial Securities Corporation05-01-2013
Amanda Rae PlonskiLincoln Financial Securities CorporationUvest Financial Services Group, Inc.06-03-2011
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
Amy Byrnes SnyderRBC Capital Markets, LLCMSEC, LLC10-31-2013
Amy Caroline TaylorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2010
Amy Elizabeth RobertsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2502-27-2009
Amy Fernicola CoxLPL Financial LLCFSC Securities Corporation$2503-31-2014
Amy Gail AlleeAXA Advisors, LLCMutual of Omaha Investor Services, Inc.09-08-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.