Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armando Joseph DiferdinandoLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-16-2013
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Arthur Joseph PleimanPflueger & Baerwald Inc.Morgan Stanley09-07-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Arthur Stein IIIArthur Stein Financial, LLCRaymond James Financial Services, Inc.02-28-2012
Ashley E. SowersFirst Command Financial Planning, Inc.M&T Securities, Inc.07-03-2018
Ashley Elyse IddingsBronfman RothschildHighline Wealth Management, LLC09-22-2015
Ashley Tanner LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Ashlyn Moline HoodEdward JonesJemma Financial Services04-27-2018
Augustus L. MartzBB&T Securities, LLCBB&T Investment Services, Inc.$5001-02-2018
Avery Anthony PrknaVerdence Capital Advisors, LLCHighTower Securities, LLC06-26-2017
Avi GreenlingerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Avigail Benderly RosemoreMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Barry EntinRBC Capital Markets, LLCFerris, Baker Watts, LLC$5003-13-2009
Barry Lee GarberRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley$17510-20-2017
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Barry Steven GallunMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Becky Sue LynchCalton & Associates, Inc.Cabot Lodge Securities LLC$5008-28-2018
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-22-2017
Benjamin Gooding Proctor IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
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Showing 101 to 125 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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