Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
Anatoliy A. LutsikSunTrust Investment Services, Inc.PNC Investments06-07-2017
Anatoliy A. LutsikPNC InvestmentsForeside Fund Services, LLC04-11-2016
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.$2504-22-2009
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Andrea Louise HastingsNational Planning CorporationMedallion Advisory Services, LLC12-01-2009
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
Andres TrujilloCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2019
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley$5011-04-2013
Andrew Brian GoodmanCIC Wealth, LLCCommonwealth Financial Network11-13-2017
Andrew Brian GoodmanCommonwealth Financial NetworkYELLOWWOOD FINANCIAL ADVISORS, INC.01-02-2013
Andrew C. PietWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$1012-05-2017
Andrew C. PietBB&T Investment Services, Inc.PNC Investments09-06-2016
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-17-2012
Andrew Clark KahanM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2012
Andrew Douglas KeyChapin, DavisSecurities America, Inc.02-06-2013
Andrew Franklin EatonTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC$106-24-2016
Andrew Gerard LaingPNC InvestmentsCapital One Investment Services LLC09-04-2014
Andrew Henry LenichCambridge Investment Research, Inc.Prime Capital Services, Inc.11-11-2011
Andrew J. TaylorSecurities America, Inc.Morgan Stanley & Co. LLC08-19-2019
Andrew J. TaylorCambridge Investment Research, Inc.Verus Capital Partners, LLC08-10-2020
Andrew Joseph BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-01-2018
Andrew Joseph EgberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-12-2018
Andrew Joseph EgberWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-27-2009
Andrew Joseph KronePinnacle Advisory Group, Inc.West Financial Services, Inc.12-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.