Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anita Faye Bailey-SinklerPNC InvestmentsBanc of America Investment Services, Inc.06-15-2009
Ann Covington AlsinaLPL Financial LLCLincoln Financial Securities Corporation07-16-2012
Ann Cox AnselLincoln Financial Securities CorporationM&T Securities, Inc.$1010-02-2013
Ann Cox AnselM&T Securities, Inc.OBS Financial$1008-15-2011
Ann Lynette TaylorCharles Schwab & Co., Inc.Morgan Stanley08-01-2019
Ann Thusius HooverKestra Investment Services, LLCMedallion Advisory Services, LLC$2501-07-2010
Ann Young FenwickKestra Investment Services, LLCKestra Investment Services, LLC$10001-07-2019
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Anna Marie FaganInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-12-2009
Anna Marie FinkLPL Financial LLCInvestors Capital Corp.08-05-2011
Anne-Marie LaboeKestra Investment Services, LLCBlackRock Investments, LLC09-16-2015
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Annette QuigleyPruco Securities, LLC.Cetera Investment Services LLC12-19-2019
Annette QuigleyCetera Investment Services LLCLPL Financial LLC02-12-2014
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Annie Mussoni MorrisonLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-13-2011
Anoput PhimmasoneCapital One Investment Services LLCWells Fargo Advisors Financial Network, LLC01-14-2013
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Anthony Elliott JanoskieCetera Advisor Networks LLCSagePoint Financial, Inc.10-18-2010
Anthony Howard RichMetLife Securities Inc.First Command Financial Planning, Inc.02-18-2014
Anthony Joseph BonacciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-13-2016
Anthony Joseph BredwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-10-2011
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
Anthony Mario BrusioMetLife Securities Inc.Pruco Securities, LLC.11-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.