Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashlyn Moline HoodEdward JonesM. S. Howells & Co.04-27-2018
Ashlyn Moline HoodBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Athena Cristina YostStrategic Advisers LLCBlackRock Investments, LLC10-27-2015
AUBREY HIX CARLISLEArthur Stein Financial, LLCGuideStone Financial Services02-20-2018
Augustus L MartzBB&T INVESTMENT SERVICES, INC.M&T Securities, Inc.12-06-2016
Augustus L MartzM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2012
Avery Anthony PrknaVerdence Capital Advisors, LLCHighTower Securities, LLC06-26-2017
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley$5001-17-2013
Barbara Lascuola RishelTufton Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2011
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Barry Charles WindCambridge Investment Research, Inc.Financial West Group06-04-2015
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$5005-05-2009
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Becky Sue LynchCalton & Associates, Inc.Cabot Lodge Securities LLC$5008-28-2018
Benjamin Craig OgleEdward JonesBB&T Investment Services, Inc.01-05-2012
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-22-2017
Benjamin Donald WaltersCetera Advisor Networks LLCAllstate Financial Services, LLC08-17-2009
Benjamin Franklin Copeland Jr.Questar Capital CorporationColorado Financial Service Corporation05-08-2014
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Benjamin Messiah MobleyPNC InvestmentsFirst Allied Securities, Inc.10-02-2014
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.$2512-07-2009
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Showing 151 to 175 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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