Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Samuel OffitKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC$103-02-2016
Benjamin Thomas JollyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.$5008-09-2013
Benjamin Todd GlennSecurities Service Network, LLCEdward Jones04-14-2011
Berhane KassahunAXA Advisors, LLCMetLife Securities Inc.$20007-12-2016
Bernard Alfred LongGWN Securities Inc.VALIC Financial Advisors, Inc.03-11-2016
Bernard Michael BowhuisFounders Financial Securities LLCQuestar Capital Corporation$2509-01-2010
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5008-15-2011
Beth K VenitBurt Wealth AdvisorsWells Fargo Clearing Services, LLC09-21-2015
Beth Lynn McgillC C F Investments, Inc.PFS Investments Inc.01-03-2013
Beverly Ann FischettiAmerican Portfolios Financial Services, Inc.FSC Securities Corporation06-29-2010
Beverly D. ThomasPNC InvestmentsSunTrust Investment Services, Inc.03-01-2012
Beverly PieperJ.W. Cole FinancialMulti-Financial Securities$5001-05-2011
Beverly Virginia PieperJ.W. Cole Financial, Inc.Cetera Advisors LLC$5011-03-2010
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Blair Leroy FetzerNYLIFE Securities LLCSagePoint Financial, Inc.03-10-2016
Blake Edward CorriganStrategic Advisers LLCT. Rowe Price Investment Services, Inc.02-08-2012
Bo SunFirst Heartland Capital, Inc.SagePoint Financial, Inc.03-29-2017
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-01-2010
Bong Hoe ChoeMML Investors Services, LLCPruco Securities, LLC.$5004-14-2015
Bonnie R KiddQuestar Capital CorporationColorado Financial Service Corporation04-22-2014
Bradford Frederick IrelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC$10011-16-2015
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$101-17-2014
Bradley Adam MillerMorgan StanleyCommonwealth Financial Network03-29-2010
Bradley Dale SchramekTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.03-23-2016
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Showing 176 to 200 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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