Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Max ArnouxPFS Investments Inc.PFS Investments Inc.01-24-2017
Anthony Paris PearceState Farm VP Management Corp.PFS Investments Inc.03-04-2016
Antoine Basil OrrPlancorr Wealth Management, LLCPlancorr Wealth Management, LLC01-06-2017
Antoinette Margaret Guy-WhartonGWFS Equities, Inc.ING Investment Advisors, LLC03-03-2010
Antony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Antwan F. JeffersonSecurian Financial Services, Inc.First Command Financial Planning, Inc.10-05-2016
Antwyne D. DelondeUBS Financial Services Inc.Morgan Stanley10-03-2011
Antwyne D. DelondeMorgan StanleySunTrust Investment Services, Inc.05-10-2010
Antwyne D. DelondeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
Anubodem M. NjijongSecurian Financial Services, Inc.Equity Services, Inc.07-15-2016
Anurati Arvind PatelHornor, Townsend & Kent, LLCMML Investors Services, LLC$2507-30-2018
Aparna GuptaMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Ara Patrick AbrahamianDivergent PlanningH. Beck, Inc.$1,00001-09-2017
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, LLC$15005-28-2010
Armando Joseph DiferdinandoLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-16-2013
Arnold Ira PaskoffAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-30-2017
Arnold William Butts Jr.H. Beck, Inc.PlanMember Securities Corporation04-13-2012
Arthur James BrodskyH. Beck, Inc.Financial Telesis Inc$5007-15-2014
Arthur James BrodskyTriad Advisors LLCAmeriprise Financial Services, LLC$5002-22-2013
Arthur Joseph PleimanPflueger & Baerwald Inc.Morgan Stanley09-07-2012
Arthur Postuek BoykinHarbor Investment Advisory, LLCMorgan Stanley07-28-2017
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-03-2019
Ashby Day Shanks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-13-2009
Ashley E. SowersCWM, LLCFirst Command Financial Planning, Inc.10-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.