Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley E. SowersFirst Command Financial Planning, Inc.M&T Securities, Inc.07-03-2018
Ashley Rena MyersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2017
Ashley Sheena ZephirEF Legacy Securities, LLCStrategic Advisers LLC$10005-12-2016
Ashley Tanner LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Ashlyn Moline HoodEdward JonesJemma Financial Services04-27-2018
Ashlyn Moline HoodBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Athena Cristina YostFidelity Brokerage Services LLCBlackRock Investments, LLC$109-15-2015
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Augustus L. MartzBB&T Investment Services, Inc.M&T Securities, Inc.12-06-2016
Augustus L. MartzM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-09-2012
Autumn M. SowdersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2015
Avery Anthony PrknaVerdence Capital Advisors, LLCHighTower Securities, LLC$10006-26-2017
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Ayaz HasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2015
Barbara Tapper FreilichAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5010-12-2012
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Barrett Charles HagenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Barry Charles WindCambridge Investment Research, Inc.Financial West Group$1006-04-2015
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Bart Joseph LanmanWealthspire AdvisorsTRICAPITAL ADVISORS INC02-15-2017
Beatriz CasadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-16-2017
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Becky Sue LynchCalton & Associates, Inc.Cabot Lodge Securities LLC$5008-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.