Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron G. ThompsonParkland Securities, LLCVoya Financial Advisors, Inc.03-15-2017
Aaron J. BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Aaron Joshua CirksenaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$1003-10-2015
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2506-10-2011
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC05-04-2017
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$15007-10-2009
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Adam Francis BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2010
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Adam Thomas RorrerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$2510-15-2010
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, Inc.M&T Securities, Inc.10-24-2018
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-22-2009
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.02-25-2009
Alan Eric SeiderNBC Securities, Inc.RBC Capital Markets, LLC$2502-04-2013
Alan Michael Butler IIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Alan Michael HessMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
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Showing 1 to 25 of 1,919 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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