Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J BurlesonM&T Securities, Inc.Ameriprise Financial Services, LLC06-27-2013
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Aaron Liege WestonCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2017
Aaron Michael GabrielianRBC Capital Markets, LLCM Holdings Securities, Inc.$15003-10-2015
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Aaron ThompsonBFC Planning, Inc.Parkland Securities, LLC11-15-2019
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-10-2011
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC$15005-04-2017
Abigail Caso HolmesBrightside PartnersWMS Partners, LLC11-12-2019
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$5007-10-2009
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Adam BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-20-2010
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Adam GoddardAmeriprise Financial Services, LLCMorgan Stanley$5006-26-2015
Adam R MurrayKestra Investment Services, LLCSEI Investments Distribution Co.10-24-2017
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1,00008-19-2011
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group10-15-2010
Adriana Bethsabe ZellersM&T Securities, Inc.NYLIFE Securities LLC02-24-2020
Adrienne Elizabeth RowlesThrivent Investment Management Inc.Ameriprise Financial Services, LLC01-02-2020
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Ajaz RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Aladin Moreno BacolodanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-22-2009
Alan Charles RayAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$12903-20-2020
Alan Edwin DanielsonRBC Capital Markets, LLCUBS Financial Services Inc.$10002-25-2009
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Showing 1 to 25 of 2,061 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.