Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zoumana Nala BerteSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-31-2016
Zoumana Nala BerteWells Fargo Clearing Services, LLCNYLIFE Securities LLC06-05-2013
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers09-10-2018
Zhi WangGenesis Capital Management, LLCTransamerica Financial Advisors, Inc06-20-2016
Zeina R FrayhaUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
Zaina S BankwallaMML Investors Services, LLCRaymond James Financial Services, Inc.01-21-2016
Zachary Scott SullivanMorgan StanleyMutual of Omaha Investor Services, Inc.07-29-2015
Zachary Scott HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Yvonne Marie LiguoriVoya Financial Advisors, Inc.Edward Jones$105-29-2012
Yu Zhang KriskoMorgan StanleyAmeritas Investment Corp.06-05-2012
Yu Zhang KriskoAmeritas Investment Corp.Morgan Stanley02-22-2010
Yu TangSunTrust Investment Services, Inc.Citigroup Global Markets Inc.12-16-2013
Young Hoon JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
Yoshiko HayakawaPruco Securities, LLC.NYLIFE Securities LLC11-17-2015
Yoshiko HayakawaNYLIFE Securities LLCPark Avenue Securities LLC06-06-2011
Yevette Marie SeayWells Fargo Clearing Services, LLCMetLife Securities Inc.05-02-2011
Yeoshen TsuiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2016
Yeena Ines LiuCitigroup Global Markets Inc.UBS Financial Services Inc.05-01-2009
Yashar GogerdchiAnchor Wealth Planning, LLCH. Beck, Inc.10-26-2010
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC$106-23-2017
Wilson Crosby TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
William Walton HendryStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2502-24-2011
William Walter GammonAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$102-05-2010
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Showing 1 to 25 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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