Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee WeithAXA AdvisorsWells Fargo Clearing Services, LLC01-29-2020
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
Joshua R. BerryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-15-2020
Drew McclairPNC InvestmentsEdward Jones04-15-2020
Robert Alan KochPruco Securities, LLC.Cadaret, Grant & Co., Inc.04-09-2020
Gurvir S. GrewalFacet Wealth, IncTIAA-CREF Individual & Institutional Services, LLC04-08-2020
Jessica Amanda ClowneyJ.P. Morgan Securities LLCMorgan Stanley04-07-2020
John Francis DolanFinancial Services AdvisoryDolan Financial Corp03-30-2020
Megan Louise AveryLPL Financial LLCWoodbury Financial Services, Inc.03-27-2020
Thomas Farrell O'ConorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Matthew R DavisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Brendan William O'BrienNYLIFE Securities LLCSuncoast Global Financial Advisers, LLC03-13-2020
Matthew Robert CoughlinTD Ameritrade, Inc.TD Ameritrade, Inc.03-09-2020
Morgan Joseph RussoH. Beck, Inc.MML Investors Services, LLC03-09-2020
Justin Vincent ShackFacet Wealth, IncVanguard Marketing Corporation03-09-2020
Kevin J. BarrFacet Wealth, IncVanguard Marketing Corporation03-05-2020
Cindy Shukman ChukFidelity Brokerage Services LLCPruco Securities, LLC.03-04-2020
Kevin Lee ClarkFounders Financial Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Kent R. GroffElbrus Partners, LLCAXA Advisors, LLC03-03-2020
Matthew Stuart AltmanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Ryan E. StatonFounders Financial Securities LLCPark Avenue Securities LLC02-28-2020
Stanley O. OmosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Adriana Bethsabe ZellersM&T Securities, Inc.NYLIFE Securities LLC02-24-2020
Eric Joseph EdwardsCape Securities Inc.CUNA Brokerage Services, Inc.02-24-2020
Tyler GahsCommonwealth Financial NetworkMorgan Stanley02-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.