Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
Robyn Shanae HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2017
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley Wealth Management$14509-29-2017
Clarence Warren Woods Jr.Ark Investment AdvisorsFlynn Capital Management LLC09-28-2017
Joseph R GeldHWA Financial GroupPNC Investments09-28-2017
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Christopher Robert GruinSunTrust Investment Services, Inc.PNC Investments09-27-2017
Adam Lee LybargerLPL Financial LLCPNC Investments09-25-2017
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-22-2017
Michael Edward WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Philip Anthony AddingtonLombard Securities IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
William Stanton TysonRBC Capital Markets, LLCSanders Morris Harris LLC$10009-22-2017
James Robert BrodeurLombard Securities IncorporatedNational Securities Corporation09-21-2017
Jason Patrick ZephirAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Katie Lynn HughesChapin, DavisWells Fargo Clearing Services, LLC09-13-2017
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$2509-05-2017
Derilyn Devlin FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation08-31-2017
Matthew David PorterPatuxent Financial Partners, LLCH. Beck, Inc.08-29-2017
Sean Eric MccomberDivergent WealthLincoln Financial Advisors Corporation08-29-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
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Showing 226 to 250 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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