Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
Robyn Shanae HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2017
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley Wealth Management$14509-29-2017
Clarence Warren Woods Jr.Ark Investment AdvisorsFlynn Capital Management LLC09-28-2017
Joseph R GeldHWA Financial GroupPNC Investments09-28-2017
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Christopher Robert GruinSunTrust Investment Services, Inc.PNC Investments09-27-2017
Adam Lee LybargerLPL Financial LLCPNC Investments09-25-2017
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-22-2017
Michael Edward WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Philip Anthony AddingtonLombard Securities IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
William Stanton TysonRBC Capital Markets, LLCSanders Morris Harris LLC$10009-22-2017
James Robert BrodeurLombard Securities IncorporatedNational Securities Corporation09-21-2017
Jason Patrick ZephirAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Katie Lynn HughesChapin, DavisWells Fargo Clearing Services, LLC09-13-2017
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$2509-05-2017
Derilyn Devlin FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
George Thomas Watson IIICommonwealth Financial NetworkLincoln Financial Advisors Corporation08-31-2017
Matthew David PorterPatuxent Financial Partners, LLCH. Beck, Inc.08-29-2017
Sean Eric MccomberDivergent WealthLincoln Financial Advisors Corporation08-29-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
« Previous PageNext Page »

Showing 226 to 250 of 2,348 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.