Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel J BissontzClarus Wealth Advisors, LLCWFG Investments, Inc.08-17-2017
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-17-2017
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
John David LewisCitigroup Global Markets Inc.H. Beck, Inc.08-16-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Jeffrey Neal RogersPNC InvestmentsM&T Securities, Inc.$2508-15-2017
Roger Alan FeldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNewcastle Distributors LLC08-15-2017
Joseph Jeffry D'UrsoParkland Securities, LLCIntegrated Wealth Concepts LLC08-09-2017
Joshua J PrattaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Michael Jay JacobsHD Vest Investment ServicesWilbanks Securities, Inc.08-08-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley Wealth Management$39008-07-2017
Kevin FlahertyFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Victor David Maldonado Jr.Triad Advisors LLCNational Planning Corporation08-02-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
Jennifer Lowe WinslowHarbor Investment Advisory, LLCMorgan Stanley$5007-28-2017
Regis Francis LarkinMorgan StanleyRBC Capital Markets, LLC$5007-21-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Robert Calvin Whiteside IIINavy Federal Brokerage Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-19-2017
Jasmin Tesse La-Rue WaddellPNC InvestmentsWells Fargo Clearing Services, LLC07-18-2017
David Ryan ShoberWoodbury Financial Services, Inc.Securities Service Network, LLC$107-17-2017
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$107-11-2017
Joseph Anthony StumbroskiJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$107-11-2017
Joseph Donald KristovichKestra Investment Services, LLCGlobal Retirement Partners LLC07-11-2017
Michael Vincent ValenciaJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
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Showing 251 to 275 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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