Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Vincent ValenciaJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
Westley E TibbsRaymond James Financial Services, Inc.Lincoln Financial Advisors Corporation07-05-2017
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Micah Stephen ReeseKestra Investment Services, LLCT. Rowe Price Investment Services, Inc.06-30-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Anna Maria MirandaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-29-2017
Brian David OberleUnited Capital Financial AdvisersCharles Schwab & Co., Inc.06-29-2017
Chauncey M CarterSunTrust Investment Services, Inc.PNC Investments06-29-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
Lindsey Anne CliffordAXA Advisors, LLCNYLIFE Securities LLC06-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$2506-28-2017
Helmut RiggHD Vest Investment ServicesForesters Equity Services, Inc.06-27-2017
Jamal G TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Avery Anthony PrknaVerdence Capital Advisors, LLCHighTower Securities, LLC06-26-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments06-26-2017
Shaun BlakesleeLPL FinancialPNC Investments $6206-26-2017
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC$106-23-2017
Eric Jay JorgensenCambridge Investment Research, Inc.MainStreet Financial Planning, Inc.06-22-2017
Kevin Marc BragerAmeriprise Financial Services, Inc.Kestra Investment Services, LLC06-22-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Amy Elizabeth ScottAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Connor Edward BausMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-21-2017
Ralph Edward OsborneAmeritas Investment Corp.C C F Investments, Inc.$5006-21-2017
Michael John TangenLombard Securities IncorporatedSecurities Management & Research, Inc.$106-19-2017
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Showing 276 to 300 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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