Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Alan Henry TasseySecurian Financial Services, Inc.Signator Investors, Inc.$5006-14-2017
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Dunneille Derey AndersonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2017
Young Hoon JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Kevin Douglas ApplerLPL Financial LLCKestra Investment Services, LLC$5006-09-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Lester Walker DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2017
Robert Brett HewittSherman Wealth Management LLCLincoln Financial Advisors Corporation06-05-2017
Daniel Robert KaufmanMorgan StanleyFOLIOfn Investments, Inc.06-01-2017
Harvey Irvin Tegeler Jr.Fortune Financial Services, Inc.Questar Capital Corporation$10006-01-2017
John Harry WolffBronfman RothschildCapital Fiduciary Advisors, LLC06-01-2017
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
Troy Adam CookLPL Financial LLCLincoln Financial Advisors Corporation05-31-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Gary Alan CarpenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2017
Michael DevincentisLPL FinancialWells Fargo Advisors$5805-26-2017
Liliana M MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Michael L Devincentis Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5005-25-2017
Lane Mark JerdalVALIC Financial Advisors, Inc.Keel Point Capital, LLC05-24-2017
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$105-23-2017
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Brendan Daniel O'RourkeMorgan StanleyFirst Command Advisory Services05-18-2017
Isaac Octavious LewisSunTrust Investment Services, Inc.Morgan Stanley05-15-2017
« Previous PageNext Page »

Showing 301 to 325 of 2,347 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.