Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Alan Henry TasseySecurian Financial Services, Inc.Signator Investors, Inc.$5006-14-2017
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Dunneille Derey AndersonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2017
Young Hoon JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Kevin Douglas ApplerLPL Financial LLCKestra Investment Services, LLC$5006-09-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Lester Walker DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2017
Robert Brett HewittSherman Wealth Management LLCLincoln Financial Advisors Corporation06-05-2017
Daniel Robert KaufmanMorgan StanleyFOLIOfn Investments, Inc.06-01-2017
Harvey Irvin Tegeler Jr.Fortune Financial Services, Inc.Questar Capital Corporation$10006-01-2017
John Harry WolffBronfman RothschildCapital Fiduciary Advisors, LLC06-01-2017
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
Troy Adam CookLPL Financial LLCLincoln Financial Advisors Corporation05-31-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Gary Alan CarpenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2017
Michael DevincentisLPL FinancialWells Fargo Advisors$5805-26-2017
Liliana M MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Michael L Devincentis Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5005-25-2017
Lane Mark JerdalVALIC Financial Advisors, Inc.Keel Point Capital, LLC05-24-2017
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$105-23-2017
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Brendan Daniel O'RourkeMorgan StanleyFirst Command Advisory Services05-18-2017
Isaac Octavious LewisSunTrust Investment Services, Inc.Morgan Stanley05-15-2017
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Showing 301 to 325 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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