Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Thomas SingerAmeriprise Financial Services, Inc.Karilian Capital Management$5005-15-2017
Michael James McgowenPrincipal Securities, Inc.Lincoln Financial Advisors Corporation05-11-2017
Christopher David WilsonPNC InvestmentsM&T Securities, Inc.$105-10-2017
LEON MENSAH MR.MML Investors Services, LLCPruco Securities, LLC.05-09-2017
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC$15005-04-2017
Christopher Richard RubyAllstate Financial Services, LLCLincoln Financial Advisors Corporation05-04-2017
David J James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-03-2017
Brandon Reed CroxtonLombard Securities IncorporatedEF Legacy Securities, LLC05-01-2017
Maureen CarrionBay Point Wealth ManagementRSM US Wealth Management LLC04-25-2017
Robert Forrest ZimmerBenjamin F. Edwards & Company, Inc.NYLIFE Securities LLC$15004-21-2017
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Stephen OlahTowson Financial Advisors, LLCTLS Financial Services, Inc.04-21-2017
Ravina Khosla ClaussenPruco Securities, LLC.AXA Advisors, LLC04-20-2017
Victor Frank ConchaWells Fargo Clearing Services, LLCMorgan Stanley04-20-2017
Wilson Crosby TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
Tatyana Moyseevna BunichIndependent Financial Group, LLCCabot Lodge Securities LLC$104-18-2017
Joseph Robert O'ConnorEdward JonesSunTrust Investment Services, Inc.$15004-17-2017
Niki Renee GrayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Robert Russell ClayPlanMember Securities CorporationMML Investors Services, LLC04-17-2017
Nicholas G. HoodPark Avenue Securities LLCHornor, Townsend & Kent, LLC04-12-2017
Joseph Harry EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.04-11-2017
Anthony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Kathie Herbst OkunLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$5004-07-2017
Stuart Franklin GrayLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$104-07-2017
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
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Showing 326 to 350 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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