Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Heller Appler Sr.Independent Financial Group, LLCH. Beck, Inc.$5004-06-2017
Ian David WeisserLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$7304-03-2017
Robert Weilt Sitton Jr.Morgan StanleySunTrust Investment Services, Inc.$5003-31-2017
Michael Reginald BowdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Bo SunFirst Heartland Capital, Inc.SagePoint Financial, Inc.03-29-2017
Robin Foreman, Kristina DunnProspera Financial ServicesSummit Brokerage Services$8003-27-2017
John David SullivanBROKER DEALER FINANCIAL SERVICES CORP.Summit Brokerage Services, Inc.03-24-2017
Abigail BensimhonWells Fargo Clearing Services, LLCMBSC Securities Corporation03-23-2017
Christopher S MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Gregory Alan HobsonGreenspring Advisors, LLCRBC Capital Markets, LLC03-21-2017
Prashant SabapathiElite Income Advisors, Inc.Broker Dealer Financial Services Corp.03-20-2017
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Aaron Garceil Thompson Jr.Parkland Securities, LLCVoya Financial Advisors, Inc.$103-15-2017
Peter Stuart WyroughInstitute For Wealth Advisors, Inc.Sowell Management Services03-15-2017
Clayton David IrbySunTrust Investment Services, Inc.Edward Jones03-13-2017
E Al RobinsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-13-2017
John Daniel EbingerSherman Wealth Management LLCSymmetry Partners03-13-2017
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Paul Edward Swenson Jr.M&T Securities, Inc.MML Investors Services, LLC03-06-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$103-03-2017
Nathan Aaron CherryAmeriprise Financial Services, Inc.M&T Securities, Inc.03-02-2017
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.$2503-01-2017
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Showing 351 to 375 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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