Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John StorchPNC InvestmentsSantander Securities LLC02-12-2019
Brian Stuart JollesHilltop Securities Independent Network Inc.Questar Capital Corporation$2501-29-2019
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
Mitchell David WhitemanWilliam BlairBrown Advisory Securities, LLC$1,00001-25-2019
Philip John RauchWilliam BlairBrown Advisory Securities, LLC$1,00001-25-2019
Robert Lee OsterWilliam BlairBrown Advisory Securities, LLC$50001-25-2019
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Mark Thomas HumphriesSentinel Financial Planning, LLCInternational Money Management Group, Inc.01-02-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley$112-27-2018
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
John Maddison McneilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Ira Gerald Turpin Jr.LPL Financial LLCSummit Brokerage Services, Inc.$1012-12-2018
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Vincent Dennette RatliffPNC InvestmentsM&T Securities, Inc.$112-07-2018
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Ryan Eric TownsleyTown CapitalEdward Jones11-29-2018
Jeffrey Allen GerberLombard Securities IncorporatedHilltop Securities Independent Network Inc.$1011-19-2018
Donald Edward Byrd Jr.Parkland Securities, LLCBB&T Securities, LLC$5011-09-2018
Lee Allan AbramovitzFounders Financial Securities LLCInfinity Financial Services$511-09-2018
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Showing 26 to 50 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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