Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Allan AbramovitzFounders Financial Securities LLCInfinity Financial Services$511-09-2018
Melissa B ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC$111-09-2018
Eric WyssHeritage Financial Consultants, LLCM&T Bank$4,00011-05-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-31-2018
Kevin Lee ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.10-31-2018
Tom QuirkLPL FinancialRaymond James$20010-30-2018
Thomas E QuirkLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-30-2018
Matthew Ryan DiehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-29-2018
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.$10010-26-2018
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC$110-01-2018
Darren Mitchell BraudeKestra Investment Services, LLCSecurities Service Network, LLC$5009-21-2018
Cherisse C ReumontHoneyVest LLCSecurian Financial Services, Inc.09-19-2018
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Richard Austin LehmannAXA Advisors, LLCFirst Command Financial Planning, Inc.09-10-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers09-10-2018
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC$108-31-2018
Becky Sue LynchCalton & Associates, Inc.Cabot Lodge Securities LLC$5008-28-2018
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Showing 51 to 75 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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