Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
PAUL LAWRENCE NEWTONSecurities America, Inc.Centaurus Financial, Inc.08-27-2018
William F. PeckJanney Montgomery ScottBrown Advisory$9008-20-2018
Gary Allen DunnAllstate Financial Services, LLCVariable Investment Advisors, Inc.08-17-2018
William Ford PeckJanney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00008-17-2018
Shepard Alan BuckmanUnited Brokerage Services, IncUBS Financial Services Inc.08-16-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
Joseph W CremenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Reggie Jerome TurnerEK Riley Investments, LLCPNC Investments08-03-2018
Brian Bordley GambleMaster Key Financial Services, LLCHighTower Securities, LLC07-24-2018
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Samrang Vaittana HaiBelleros Capital ManagementHoran Capital Management, LLC07-23-2018
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed$107-20-2018
Eric Vaughn MorrowSummit Brokerage Services, Inc.M&T Securities, Inc.$5007-20-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Manuel Octavio Reyes Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-11-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Norman Joseph Murphy Jr.Lincoln Financial Advisors CorporationSoutheast Investments, N.C., Inc.07-02-2018
Teeta A JosephsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-02-2018
Terrence Andrew TaylorLincoln Financial Securities CorporationNYLIFE Securities LLC07-02-2018
David Joseph RectenwaldNationwide Securities, LLCThe Huntington Investment Company06-27-2018
Kirk Daress Brooks Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Sharif Jamal SmallCetera Financial Specialists LLCHD Vest Investment Services$106-20-2018
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
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Showing 76 to 100 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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