Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward Bennish Jr.Edward JonesInfinex Investments, Inc.$15006-15-2018
Francoise J NemorinMoney Concepts Capital CorpKINGSCOTE CAPITAL LLC06-14-2018
Carol ScicchitanoChapin, DavisCV Brokerage, Inc06-13-2018
Michael Anthony GalantinoChapin, DavisCV Brokerage, Inc$5006-13-2018
Ryan Christopher GiltenanMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.06-12-2018
Elaine RoeckleinFSC Securities CorporationCambridge Investment Research, Inc.06-11-2018
David Richard MessinaKestra Investment Services, LLCCharles Schwab & Co., Inc.06-07-2018
Melissa Sue Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$106-06-2018
Marco Antonio SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Kyle Edward OrlinskiBB&T Securities, LLCIntegrated Wealth Concepts LLC06-05-2018
William Swinson PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Denise Elizabeth FortuneVoya Financial Advisors, Inc.GWFS Equities, Inc.$105-30-2018
Michael Salvatore Federico Sr.Janney Montgomery Scott LLCBrown Advisory Securities, LLC$1,00005-25-2018
Peter Talon AnnunziatoMorgan StanleyBrown Advisory Securities, LLC05-18-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Devon Michael JerrardMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-14-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$105-11-2018
John Hammond Urner Jr.B. Riley Wealth ManagementCetera Investment Services LLC$2505-11-2018
Raymond John Zukowski Jr.Raymond James Financial Services, Inc.MML Investors Services, LLC05-07-2018
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Ashlyn Moline HoodEdward JonesM. S. Howells & Co.04-27-2018
David Vincent NolanEdward JonesMorgan Stanley04-27-2018
Elizabeth A GunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-27-2018
Joanna I LaracuenteLPL Financial LLCCapital One Investing, LLC04-27-2018
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Showing 101 to 125 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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