Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanna I LaracuenteLPL Financial LLCCapital One Investing, LLC04-27-2018
Chia Tung HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$104-19-2018
Christine Marie MckayNationwide Securities, LLCWells Fargo Clearing Services, LLC04-17-2018
Rodney Charles BrewerBrewer Financial Life Advisors, LLCMML Investors Services, LLC04-17-2018
Elaine Veronica HutchinsonPFS Investments Inc.PNC Investments04-16-2018
Jason Scott NicholsNichols FinancialGlobal Financial Private Capital, LLC04-16-2018
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Mary Gale CostaR. F. Lafferty & Co., Inc.Chapin, Davis04-12-2018
Angel Luis MartinezPNC InvestmentsNYLIFE Securities LLC04-10-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Charles Taliaferro Bailey BaileyAmeriprise Financial Services, Inc.Chapin, Davis$5004-09-2018
Charles Timothy HurttAmeriprise Financial Services, Inc.Chapin, Davis$10004-09-2018
Tacy Ruth RobySunTrust Investment Services, Inc.Commonwealth Financial Network03-28-2018
James Arthur KujawskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-26-2018
Louis Christopher BavielloBaviello Investment Management, LLCGreat Valley Advisor Group, Inc.03-20-2018
Jacob Robert ShifflettWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.03-19-2018
Seymour SlatkinRaymond JamesWells Fargo Advisors$14003-15-2018
Elis PerovicMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.03-15-2018
Seymour Robert SlatkinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Seth Albert WindmullerMorgan StanleyWells Fargo Clearing Services, LLC03-13-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
Roy Daniel HottelCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.02-27-2018
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Showing 126 to 150 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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