Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denise Gail AdahHD Vest Investment ServicesAmeriprise Financial Services, Inc.$102-16-2018
Ricardo Ivan CardenasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2018
Philip AkumkperikPAC Financial Services, Inc.Colorado Financial Service Corporation02-15-2018
Gary Alan CarpenterPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Tyler Jones MilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.02-07-2018
Byron C HildebrandCentaurus Financial, Inc.Raymond James Financial Services, Inc.02-06-2018
Marc Brian AsherFounders Financial Securities LLCLifeMark Securities Corp.$5002-05-2018
Harold Joe PairLombard Securities IncorporatedCetera Advisor Networks LLC$2602-01-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Andrew Kurt NieblerKarner Blue Capital, LLCCalvert Investment Distributors, Inc.01-29-2018
David Matthew CollinsCrown Capital Securities, L.P.Cabot Lodge Securities LLC$1001-26-2018
Mario Andrew ZumboUnited Capital Financial AdvisersFidelity Brokerage Services LLC01-12-2018
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Miguel-Angel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Ferdinand Louis FiastroHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.01-10-2018
Hsiao-Chuan ChangPurshe Kaplan Sterling InvestmentsCUSO Financial Services, L.P.01-10-2018
Donna Lucille LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$10001-09-2018
Chingkai David FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Daniel Charles ConklingCambridge Investment Research, Inc.National Planning Corporation01-02-2018
Mark Gerard BeedenbenderElite Financial Planning & Wealth Management, Inc.USA Financial Securities Corporation01-02-2018
Thomas Allen BonordenPlanVest Financial, Inc.LPL Financial LLC01-02-2018
Greg Ostrowski, Ian Arrowsmith, Jay Sprinkel, Ryan Ansted, Shawn WalkerIndependent Financial GroupSII Investments$87501-02-2018
James Ross FoxenKestra Investment Services, LLCBrighthouse Securities, LLC12-22-2017
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Thomas Michael ToggasBrookstone Capital Management LLCRoyal Fund Management, LLC12-20-2017
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Showing 151 to 175 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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